EPSTEIN
page 6 / 388 . OCR, unverified
necessary information Ito the best of Client's knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s),
beneficiaryliesl. partnor(sl, etc. to enable such personis) to fulfill any respective tax obligations that may arise for such personfs1 in connection withaliertp
business relationship with 0851.
Name of Entity Jeepers, Inc
Employer ID No.
Signature of Officer, Partner. Trustee, Authorized Party
Deti
Print NameffillejeffreY Epstein
Signature of Officer, Partner, Trustee. Authorized Party
Date
Print Name/Title
Signature of Officer, Partner, Trustee, Authorized Party
Date
Print Name/Title
13'AWM'0196
012145.032813
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0104186
CONFIDENTIAL
SONY GM_00250370
EFTA01448975
--- SOURCE: IMAGES__0074__EFTA01448976.txt ---
METADATA_SOURCE: IMAGES0074
METADATA_FILENAME: EFTA01448976.pdf
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APPENDIX TO THIS ACCOUNT AGREEMENT: DISCLOSURES AND DEFINITIONS
IMPORTANT: PLEASE READ THIS APPENDIX
DISCLOSURES
1.
Confirmations. Confirmations of transactions, as well as other communications will be sent to the address Client
has provided, or to such other address as Client may hereafter give to DBSI in writing, and all communications so
sent, whether by mail, private carrier, facsimile, messenger, electronically or otherwise, shall be deemed delivered
to Client when sent, whether actually received or not.
2. Consent to Loan or Pledge of Securities and other Property. Within the limitations imposed by Applicable Law, all
Securities and Other Property now or hereafter held, carried or maintained by or in the possession of DBSI that
have not been fully paid for may be lent to DBSI, to Pershing or to others, and may be pledged, repledged,
hypothecated or rehypothecated without notice to Client, either separately or in common with other Securities and
Other Property of DBSI's other Clients for any amount due in any account with DBSI in which Client has an
interest, or for any greater amount, and DBSI may do so without retaining in its possession or control for delivery a
like amount of similar Securities and Other Property. Client understands that while securities held for Client's
Account(s) are loaned out, Client will lose voting rights attendant to such securities. For additional terrns that apply
to margin accounts only, see the Margin Addendum. Neither Pershing, nor DBSI, will lend or pledge fully paid for
securities without Client's written permission.
3. Corrected and Late Trade Reports. DBSI may receive late and/or erroneous trade reports from the marketplace
where Client's order is executed. Any such reports may result in an adjustment to Client's order or the information
on a trade execution reported to Client.
4. Effect of Attachment or Sequestration of Accounts. DBSI shall not be liable for refusing to obey any orders given
by or for Client with respect to any Account which is or has been subject to an attachment or sequestration in any
legal proceeding against Client, and DBSI shall be under no obligation to contest the validity of any such
attachment or sequestration.
5. Foreign Securities. With respect to debt or equity securities of foreign issuers or debt or deposit instruments of
foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most
cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b)
Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illiquid, are
sometimes subject to legal and/or contractual transfer restrictions and it may be difficult or impossible to dispose
of such Foreign Securities prior to the maturity thereof or to determine the market price thereof for valuation
purposes, (c) Foreign Securities, and the issuer, guarantors or other obligors with respect thereto ("Foreign Issuers/
Obligors") are subject to a variety of risks in addition to those typically faced in the case of U.S. securities and
issuers, including, among other things, currency risk, exchange controls, confiscatory taxation, withholding,
limitations on the rights of security holders, civil unrest, hyperinflation, discriminatory treatment of foreign
investors, etc., (d) there is often less information available regarding Foreign Issuers/Obligors, and such information
may be more difficult to interpret, than is the case with U.S. issuers whose securities are subject to the periodic
reporting requirements under U.S. securities laws, (e) there may be no effective means to determine if a Foreign
Issuer/Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client
specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of
purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all